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UNITED STATES SECURITIES AND EXCHANGE COMMISSION 华盛顿特区.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise 价格 of Derivative Security | 3. Transaction 日期 (Month/Day/Year) | 3A. Deemed Execution 日期, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3、4、5) |
6. 日期 Exercisable 和 Expiration 日期 (Month/Day/Year) |
7. Title 和 量 of Underlying Securities (Instr. 3和4) |
8. 价格 of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | 日期 Exercisable | Expiration 日期 | Title | 量 or Number of Shares | ||||||||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 800 | 03/29/2002 | 03/29/2012 | 普通股 | 672,420 | (2) | 0 | I (1) | By: Wexford Special Situations 1996, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 12,312 | 05/21/2001 | 05/21/2006 | 普通股 | 56,904 | (3) | 0 | I (1) | By: Wexford Special Situations 1996, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 134 | 03/29/2002 | 03/29/2012 | 普通股 | 112,832 | (2) | 0 | I (1) | By: Wexford Special Situations 1996 Institutional, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 2,066 | 05/21/2001 | 05/21/2006 | 普通股 | 9,549 | (3) | 0 | I (1) | By: Wexford Special Situations 1996 Institutional, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 227 | 03/29/2002 | 03/29/2012 | 普通股 | 190,849 | (2) | 0 | I (1) | By: Wexford-Euris Special Situations 1996, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 3,494 | 05/21/2001 | 05/21/2006 | 普通股 | 16,149 | (3) | 0 | I (1) | By: Wexford-Euris Special Situations 1996, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 15 | 03/29/2002 | 03/29/2012 | 普通股 | 12,303 | (2) | 0 | I (1) | By: Wexford Spectrum Investors LLC | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 225 | 05/21/2001 | 05/21/2006 | 普通股 | 1,040 | (3) | 0 | I (1) | By: Wexford Spectrum Investors LLC | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 968 | 03/29/2002 | 03/29/2012 | 普通股 | 813,420 | (2) | 0 | I (1) | By: Wexford Capital Partners II, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 14,893 | 05/21/2001 | 05/21/2006 | 普通股 | 68,833 | (3) | 0 | I (1) | By: Wexford Capital Partners II, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 181 | 03/29/2002 | 03/29/2012 | 普通股 | 151,832 | (2) | 0 | I (1) | By: Wexford Overseas Partners I, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 2,780 | 05/21/2001 | 05/21/2006 | 普通股 | 12,849 | (3) | 0 | I (1) | By: Wexford Overseas Partners I, L.P. | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 36 | 03/29/2002 | 03/29/2012 | 普通股 | 30,185 | (2) | 0 | I (1) | By: Wexford Special Situations 1996 Limited | |||
普通股 Warrants | $ 1.19 | 02/23/2005 | X | 553 | 05/21/2001 | 05/21/2006 | 普通股 | 2,556 | (3) | 0 | I (1) | By: Wexford Special Situations 1996 limited |
Reporting Owner Name / Address | 的关系 | |||
导演 | 10%的老板 | 官 | 其他 | |
WEXFORD CAPITAL LLC 411 W PUTNAM AVENUE GREENWICH, CT 06830 |
X |
Wexford Capital LLC By: /s/ Arthur H. Amron | 03/02/2005 | |
**Signature of Reporting Person | 日期 |
* | If the form is filed by more than one reporting person, 看到 Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. 看到 18 U.S.C. 1001和15u.S.C. 78 ff(一个). |
(1) | The Reporting person serves as either the investment manager, manager or sub-advisor to each of the 7 separate entities listed herein as having acquired the Issuer's securities (the "Wexford Entities"). The Reporting Person disclaims beneficial ownership of the securities owned by the Wexford Entities for purposes of Rule 16(a)-(3)(a) promulgated under the Securities Act. |
(2) | These Warrants were issued in connection with the purchase of Units, each comprised of (i) one share of Cumulative Preferred Stock, Series A, par value $0.01 per share, 和 (ii) one warrant to initially acquire 250 shares of Common Stock, par value $0.01 per share of the Issuer, at a purchase price of $1,000 每单位. The Warrants were subsequently affected by anti-dilution provisions giving the holder the right to acquire additional shares of 普通股 upon their exercise. |
(3) | These Warrants were initially acquired by Gulfport Funding LLC ("Gulfport"), a limited liability company managed by the Reporting Person, in connection with a loan made by Gulfport to the Issuer. Gulfport was subsequently liquidated 和 its Warrants distributed to its members, including the Wexford Entities. |
(4) | The purchase price was paid by the redemption of shares of Cumulative Preferred Stock, Series A, par value $0.01 per share, owned by the beneficial owners reported herein, at a price of $1,000 per share. |